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{{Being merged|dir=from|Polynomials calculating sums of powers of arithmetic progressions|discuss=Talk:Faulhaber's formula#Proposed merge of Polynomials calculating sums of powers of arithmetic progressions into Faulhaber's formula|date=October 2022}}
{{Use American English|date = March 2019}}
{{Use American English|date = March 2019}}
{{Short description|Expression for sums of powers}}
{{Short description|Expression for sums of powers}}
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== History ==
== History ==
=== Ancient period ===
The history of the problem begins in antiquity and coincides with that of some of its special cases. The case <math>p = 1 </math> coincides with that of the calculation of the arithmetic series, the sum of the first <math> n </math> values of an [[arithmetic progression]]. This problem is quite simple but the case already known by the [[Pythagorean school]] for its connection with [[triangular numbers]] is historically interesting:
:<math>1+2+\dots+n=\frac{1}{2}n^2+\frac{1}{2}n, </math> {{pad|8}} polynomial <math> S_{1,1}^1(n)</math> calculating the sum of the first <math> n </math> natural numbers.
For <math> m> 1, </math> the first cases encountered in the history of mathematics are:
:<math>1+3+\dots+2n-1=n^2, </math> {{pad|8}} polynomial <math>S_{1,2}^1(n)</math> calculating the sum of the first <math> n</math> successive odds forming a square. A property probably well known by the Pythagoreans themselves who, in constructing their figured numbers, had to add each time a [[Gnomon (figure)|gnomon]] consisting of an odd number of points to obtain the next [[square number|perfect square]].
:<math>1^2+2^2+\ldots+n^2=\frac{1}{3}n^3+\frac{1}{2}n^2+\frac{1}{6}n, </math> {{pad|8}} polynomial <math>S_{1,1}^2(n) </math> calculating the sum of the squares of the successive integers. Property that is demonstrated in ''[[On Spirals|Spirals]]'', a work of [[Archimedes]].<ref name=Beery/>
:<math>1^3+2^3+\ldots+n^3=\frac{1}{4}n^4+\frac{1}{2}n^3+\frac{1}{4}n^2, </math> {{pad|8}} polynomial <math>S_{1,1}^3(n)</math> calculating the sum of the cubes of the successive integers. Corollary of a theorem of [[Nicomachus theorem|Nicomachus of Gerasa]].<ref name=Beery>{{cite news|first=Janet|last= Beery| title=Sum of powers of positive integers|year= 2009|url=https://www.maa.org/press/periodicals/convergence/sums-of-powers-of-positive-integers-introduction|publisher=MMA Mathematical Association of America |doi=10.4169/loci003284|doi-broken-date= 1 November 2024}}</ref>
L'insieme <math>S_{1,1}^m(n) </math> of the cases, to which the two preceding polynomials belong, constitutes the classical problem of [[Faulhaber's formula|powers of successive integers]].


=== Middle period ===
Faulhaber's formula is also called '''Bernoulli's formula'''. Faulhaber did not know the properties of the coefficients later discovered by Bernoulli. Rather, he knew at least the first 17 cases, as well as the existence of the Faulhaber polynomials for odd powers described below.<ref name="Knuth1993">{{cite journal|author=Donald E. Knuth |title=Johann Faulhaber and sums of powers |journal=Mathematics of Computation |year=1993 |volume=61 |pages=277&ndash;294 |arxiv=math.CA/9207222|doi=10.2307/2152953|issue=203|jstor=2152953|author-link=Donald E. Knuth }} The arxiv.org paper has a misprint in the formula for the sum of 11th powers, which was corrected in the printed version. [http://www-cs-faculty.stanford.edu/~knuth/papers/jfsp.tex.gz Correct version.]</ref>
Over time, many other mathematicians became interested in the problem and made various contributions to its solution. These include [[Aryabhata]], [[Al-Karaji]], [[Ibn al-Haytham]], [[Thomas Harriot]], [[Johann Faulhaber]], [[Pierre de Fermat]] and [[Blaise Pascal]] who recursively solved the problem of the sum of powers of successive integers by considering an identity that allowed to obtain a polynomial of degree <math> m + 1 </math> already knowing the previous ones.<ref name=Beery/>

Faulhaber's formula is also called '''Bernoulli's formula'''. Faulhaber did not know the properties of the coefficients later discovered by Bernoulli. Rather, he knew at least the first 17 cases, as well as the existence of the Faulhaber polynomials for odd powers described below.<ref name="Knuth1993">{{cite journal|author=Donald E. Knuth |title=Johann Faulhaber and sums of powers |journal=Mathematics of Computation |year=1993 |volume=61 |pages=277&ndash;294 |arxiv=math.CA/9207222|doi=10.2307/2152953|issue=203|jstor=2152953|author-link=Donald E. Knuth }} The arxiv.org paper has a misprint in the formula for the sum of 11th powers, which was corrected in the printed version. [http://www-cs-faculty.stanford.edu/~knuth/papers/jfsp.tex.gz Correct version.] {{Webarchive|url=https://web.archive.org/web/20101201111635/http://www-cs-faculty.stanford.edu/~knuth/papers/jfsp.tex.gz |date=2010-12-01 }}</ref>


[[File:JakobBernoulliSummaePotestatum.png|thumb|right|Jakob Bernoulli's ''Summae Potestatum'', [[Ars Conjectandi]], 1713]]
[[File:JakobBernoulliSummaePotestatum.png|thumb|right|Jakob Bernoulli's ''Summae Potestatum'', [[Ars Conjectandi]], 1713]]
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using the Bernoulli number of the first kind for which <math display = inline>B_1^- =-\frac{1}{2}.</math>
using the Bernoulli number of the first kind for which <math display = inline>B_1^- =-\frac{1}{2}.</math>


A rigorous proof of these formulas and Faulhaber's assertion that such formulas would exist for all odd powers took until {{harvs|authorlink=Carl Gustav Jacob Jacobi|first=Carl|last=Jacobi|year=1834|txt}}, two centuries later. Jacobi benefited from the progress of mathematical analysis using the development in infinite series of an exponential function generating [[Bernoulli numbers]].
Faulhaber himself did not know the formula in this form, but only computed the first seventeen polynomials; the general form was established with the discovery of the [[Bernoulli numbers]].

=== Modern period ===
In 1982 [[A.W.F. Edwards]] publishes an article <ref>{{cite journal| first=Anthony William Fairbank|last=Edwards | title=Sums of powers of integers: A little of the History |journal=The Mathematical Gazette| volume=66|number=435 | year= 1982|pages=22–28 |doi= 10.2307/3617302|jstor=3617302 |s2cid=125682077 }}</ref> in which he shows that Pascal's identity can be expressed by means of triangular matrices containing the [[Pascal's triangle]] deprived of 'last element of each line:

:<math>\begin{pmatrix}
n\\
n^2\\
n^3\\
n^4\\
n^5\\
\end{pmatrix}=\begin{pmatrix}
1 &0 &0 &0 &0\\
1&2&0 &0 &0 \\
1&3&3&0 &0 \\
1&4&6&4 &0 \\
1&5&10&10&5
\end{pmatrix}\begin{pmatrix}
n\\
\sum_{k=0}^{n-1} k^1\\
\sum_{k=0}^{n-1} k^2\\
\sum_{k=0}^{n-1} k^3\\
\sum_{k=0}^{n-1} k^4\\
\end{pmatrix}</math><ref>The first element of the vector of the sums is <math> n </math> and not <math> \sum_{k=0}^{n-1}k^0 </math> because of the first addend, the indeterminate form <math> 0^0 </math>, which should otherwise be assigned a value of 1</ref><ref name=Edwards>{{cite book|first= A.W.F.|last=Edwards| title=Pascal's Arithmetical Triangle: The Story of a Mathematical Idea|page=84|publisher=Charles Griffin & C.|year=1987|isbn=0-8018-6946-3}}</ref>


The example is limited by the choice of a fifth order matrix but is easily extendable to higher orders. The equation can be written as: <math>\vec{N}=A\vec{S} </math> and multiplying the two sides of the equation to the left by <math> A^{-1} </math> , inverse of the matrix A, we obtain <math> A^{-1}\vec{N}=\vec{S} </math> which allows to arrive directly at the polynomial coefficients without directly using the Bernoulli numbers. Other authors after Edwards dealing with various aspects of the power sum problem take the matrix path <ref>{{cite news |first=Dan|last= Kalman | title = Sums of Powers by matrix method | publisher=Semantic scholar | year = 1988|s2cid= 2656552 }}</ref> and studying aspects of the problem in their articles useful tools such as the Vandermonde vector.<ref>{{cite news| first=Gottfried|last= Helmes | title = Accessing Bernoulli-Numbers by Matrix-Operations | url = https://www.unikassel.de/fg_pur/helms/math/bernoulli/bernoulli_en.pdf | publisher = Uni-Kassel.de | year = 2006}}</ref> Other researchers continue to explore through the traditional analytic route <ref>{{cite web|first = F.T| last=Howard|url=https://users.dimi.uniud.it/~giacomo.dellariccia/Glossary/integer%20sequences/Howard1996.pdf| title=Sums of powers of integers via generating functions|year=1994| citeseerx=10.1.1.376.4044}}</ref> and generalize the problem of the sum of successive integers to any geometric progression<ref>{{cite arXiv|first = Wolfdieter|last= Lang | title=On Sums of Powers of Arithmetic Progressions, and Generalized Stirling, Eulerian and Bernoulli numbers|year= 2017 | class=math.NT |eprint= 1707.04451 }}</ref><ref>{{cite journal|first=Do|last=Tan Si|title=Obtaining Easily Sums of Powers on Arithmetic Progressions and Properties of Bernoulli Polynomials by Operator Calculus
A rigorous proof of these formulas and Faulhaber's assertion that such formulas would exist for all odd powers took until {{harvs|authorlink=Carl Gustav Jacob Jacobi|first=Carl|last=Jacobi|year=1834|txt}}, two centuries later.
| url=https://www.researchgate.net/publication/319500626|publisher=Canadian Center of Science and Education|journal=Applied Physics Research|issn=1916-9639|volume= 9|year=2017}}</ref>


==Proof with exponential generating function==
==Proof with exponential generating function==
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\frac{ze^{zx}}{e^{z}-1}=\sum_{j=0}^{\infty} B_j(x) \frac{z^j}{j!},
\frac{ze^{zx}}{e^{z}-1}=\sum_{j=0}^{\infty} B_j(x) \frac{z^j}{j!},
</math>
</math>
where <math>B_j=B_j(0)</math> denotes the Bernoulli number with the convention <math>B_{1}=-\frac{1}{2}</math>. This may be converted to a generating function with the convention <math>B^+_1=\frac{1}{2}</math> by the addition of <math>j</math> to the coefficient of <math>x^{j-1}</math> in each <math>B_j(x)</math> (<math>B_0</math> does not need to be changed):
where <math>B_j=B_j(0)</math> denotes the Bernoulli number with the convention <math>B_{1}=-\frac{1}{2}</math>. This may be converted to a generating function with the convention <math>B^+_1=\frac{1}{2}</math> by the addition of <math>j</math> to the coefficient of <math>x^{j-1}</math> in each <math>B_j(x)</math>, see [[Bernoulli_polynomials#Explicit_formula]] for example. <math>B_0</math> does not need to be changed.
<math display = block>
<math display = block>
\begin{align}
\begin{align}
\sum_{j=0}^{\infty} B^+_j(x) \frac{z^j}{j!} =& \frac{ze^{zx}}{e^{z}-1}+\sum_{j=1}^{\infty}jx^{j-1}\frac{z^j}{j!}\\
\sum_{j=0}^{\infty} B^+_j(x) \frac{z^j}{j!}\\
=& \frac{ze^{zx}}{e^{z}-1}+\sum_{j=1}^{\infty}jx^{j-1}\frac{z^j}{j!}\\
=& \frac{ze^{zx}}{e^{z}-1}+\sum_{j=1}^{\infty}x^{j-1}\frac{z^j}{(j-1)!}\\
=& \frac{ze^{zx}}{e^{z}-1}+\sum_{j=1}^{\infty}x^{j-1}\frac{z^j}{(j-1)!}\\
=& \frac{ze^{zx}}{e^{z}-1}+ze^{zx}\\
=& \frac{ze^{zx}}{e^{z}-1}+ze^{zx}\\
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\end{align}
\end{align}
</math>
</math>
so that
It follows immediately that

<math display = block>
\sum_{j=0}^{\infty} B^+_j(x) \frac{z^j}{j!} - \sum_{j=0}^{\infty} B^+_j(0) \frac{z^j}{j!}
= \frac{ze^{zx}}{1-e^{-z}} - \frac{z}{1-e^{-z}}
= zG(z,n)
</math>
It follows that
<math display = block>
<math display = block>
S_p(n)=\frac{B^+_{p+1}(n)-B^+_{p+1}(0)}{p+1}
S_p(n)=\frac{B^+_{p+1}(n)-B^+_{p+1}(0)}{p+1}
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Note that the polynomial in parentheses is the derivative of the polynomial above with respect to ''a''.
Note that the polynomial in parentheses is the derivative of the polynomial above with respect to ''a''.


Since ''a''&nbsp;=&nbsp;''n''(''n''&nbsp;+&nbsp;1)/2, these formulae show that for an odd power (greater than&nbsp;1), the sum is a polynomial in ''n'' having factors ''n''<sup>2</sup> and (''n''&nbsp;+&nbsp;1)<sup>2</sup>, while for an even power the polynomial has factors ''n'', ''n''&nbsp;+&nbsp;½ and ''n''&nbsp;+&nbsp;1.
Since ''a''&nbsp;=&nbsp;''n''(''n''&nbsp;+&nbsp;1)/2, these formulae show that for an odd power (greater than&nbsp;1), the sum is a polynomial in ''n'' having factors ''n''<sup>2</sup> and (''n''&nbsp;+&nbsp;1)<sup>2</sup>, while for an even power the polynomial has factors ''n'', ''n''&nbsp;+&nbsp;1/2 and ''n''&nbsp;+&nbsp;1.


== Expressing products of power sums as linear combinations of power sums ==
== Expressing products of power sums as linear combinations of power sums ==
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</math> This is due to the definition of the Stirling numbers of the second kind as [[mononomial]]s in terms of falling factorials, and the behaviour of falling factorials under the [[indefinite sum]].
</math> This is due to the definition of the Stirling numbers of the second kind as [[mononomial]]s in terms of falling factorials, and the behaviour of falling factorials under the [[indefinite sum]].


Interpreting the Stirling numbers of the second kind, <math>\left\{{p+1\atop k}\right\}</math>, as the number of set partitions of <math>\lbrack p+1\rbrack</math> into <math>k</math> parts, the identity has a direct combinatorial proof since both sides count the number of functions <math>f:\lbrack p+1\rbrack-> \lbrack n\rbrack </math> with <math>f(1)</math> maximal. The index of summation on the left hand side represents <math>k=f(1)</math>, while the index on the right hand side is represents the number of elements in the image of f.
Interpreting the Stirling numbers of the second kind, <math>\left\{{p+1\atop k}\right\}</math>, as the number of set partitions of <math>\lbrack p+1\rbrack</math> into <math>k</math> parts, the identity has a direct combinatorial proof since both sides count the number of functions <math>f:\lbrack p+1\rbrack \to \lbrack n\rbrack </math> with <math>f(1)</math> maximal. The index of summation on the left hand side represents <math>k=f(1)</math>, while the index on the right hand side is represents the number of elements in the image of f.
*There is also a similar (but somehow simpler) expression: using the idea of [[Telescoping series|telescoping]] and the [[binomial theorem]], one gets ''[[Blaise Pascal|Pascal]]'s identity'':<ref>{{cite journal|author=Kieren MacMillan, Jonathan Sondow|title=Proofs of power sum and binomial coefficient congruences via Pascal's identity |journal=[[American Mathematical Monthly]] |year=2011 |volume=118 |issue=6 |pages=549&ndash;551 |doi=10.4169/amer.math.monthly.118.06.549|arxiv=1011.0076|s2cid=207521003 }}</ref>
*There is also a similar (but somehow simpler) expression: using the idea of [[Telescoping series|telescoping]] and the [[binomial theorem]], one gets ''[[Blaise Pascal|Pascal]]'s identity'':<ref>{{cite journal|author=Kieren MacMillan, Jonathan Sondow|title=Proofs of power sum and binomial coefficient congruences via Pascal's identity |journal=[[American Mathematical Monthly]] |year=2011 |volume=118 |issue=6 |pages=549&ndash;551 |doi=10.4169/amer.math.monthly.118.06.549|arxiv=1011.0076|s2cid=207521003 }}</ref>
<math display = block>\begin{align}(n+1)^{k+1}-1 &= \sum_{m = 1}^n \left((m+1)^{k+1} - m^{k+1}\right)\\
<math display = block>\begin{align}(n+1)^{k+1}-1 &= \sum_{m = 1}^n \left((m+1)^{k+1} - m^{k+1}\right)\\
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:This<!-- due to Pascal--> in particular yields the examples below – e.g., take {{math|1=''k'' = 1}} to get the first example. In a similar fashion we also find
:This<!-- due to Pascal--> in particular yields the examples below – e.g., take {{math|1=''k'' = 1}} to get the first example. In a similar fashion we also find
<math display = block>\begin{align}n^{k+1} = \sum_{m = 1}^n \left(m^{k+1} - (m-1)^{k+1}\right) = \sum_{p = 0}^k (-1)^{k+p}\binom{k+1}{p} (1^p+2^p+ \dots + n^p).\end{align}</math>
<math display = block>\begin{align}n^{k+1} = \sum_{m = 1}^n \left(m^{k+1} - (m-1)^{k+1}\right) = \sum_{p = 0}^k (-1)^{k+p}\binom{k+1}{p} (1^p+2^p+ \dots + n^p).\end{align}</math>
* A generalized expression involving the [[Eulerian number|Eulerian numbers]] <math>A_n(x)</math> is
:<math>\sum_{n=1}^\infty n^k x^n=\frac{x}{(1-x)^{k+1}}A_k(x)</math>.
* Faulhaber's formula was generalized by Guo and Zeng to a [[q-analog|{{mvar|q}}-analog]].<ref name=GuoZeng2005>{{cite journal |last1=Guo |first1=Victor J. W. |last2=Zeng |first2=Jiang |date=30 August 2005 |title=A q-Analogue of Faulhaber's Formula for Sums of Powers |journal=The Electronic Journal of Combinatorics |volume=11 |issue=2 |doi=10.37236/1876 |bibcode=2005math......1441G |arxiv=math/0501441 |s2cid=10467873 }}</ref>
* Faulhaber's formula was generalized by Guo and Zeng to a [[q-analog|{{mvar|q}}-analog]].<ref name=GuoZeng2005>{{cite journal |last1=Guo |first1=Victor J. W. |last2=Zeng |first2=Jiang |date=30 August 2005 |title=A q-Analogue of Faulhaber's Formula for Sums of Powers |journal=The Electronic Journal of Combinatorics |volume=11 |issue=2 |doi=10.37236/1876 |bibcode=2005math......1441G |arxiv=math/0501441 |s2cid=10467873 }}</ref>


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</math>
</math>
This result agrees with the value of the [[Riemann zeta function]] <math display=inline>\zeta(s)=\sum_{n=1}^{\infty}\frac{1}{n^s}</math> for negative integers <math>s=-p<0</math> on appropriately analytically continuing <math>\zeta(s)</math>.
This result agrees with the value of the [[Riemann zeta function]] <math display=inline>\zeta(s)=\sum_{n=1}^{\infty}\frac{1}{n^s}</math> for negative integers <math>s=-p<0</math> on appropriately analytically continuing <math>\zeta(s)</math>.

Faulhaber's formula can be written in terms of the [[Hurwitz zeta function]]:

<math display = block>
\sum\limits_{k=1}^n k^p = \zeta(-p) - \zeta(-p, n+1)
</math>


==Umbral form==
==Umbral form==


In the [[umbral calculus]], one treats the Bernoulli numbers <math display=inline>B^0 = 1</math>, <math display=inline>B^1 = \frac{1}{2}</math>, <math display=inline>B^2 = \frac{1}{6}</math>, ''as if'' the index ''j'' in <math display=inline>B^j</math> were actually an exponent, and so ''as if'' the Bernoulli numbers were powers of some object ''B''.
In the [[umbral calculus]], one treats the Bernoulli numbers <math display=inline>B^0 = 1</math>, <math display=inline>B^1 = \frac{1}{2}</math>, <math display=inline>B^2 = \frac{1}{6}</math>, ... ''as if'' the index ''j'' in <math display=inline>B^j</math> were actually an exponent, and so ''as if'' the Bernoulli numbers were powers of some object ''B''.


Using this notation, Faulhaber's formula can be written as
Using this notation, Faulhaber's formula can be written as
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\end{align}</math>
\end{align}</math>


==See also==
==A general formula==

*[[Polynomials calculating sums of powers of arithmetic progressions]]
The series <math>1^m + 2^m + 3^m + ... + n^m</math> as a function of <math>m</math> is often abbreviated as <math>S_m</math>. Beardon has published formulas for powers of <math>S_m</math>, including a 1996 paper<ref>{{cite journal|journal = [[The American Mathematical Monthly]]|volume = 103|year = 1996|issue = 3|title = Sums of Powers of Integers|first = A. F.|last = Beardon|pages = 201–213|doi = 10.1080/00029890.1996.12004725}}</ref> which demonstrated that integer powers of <math>S_1</math> can be written as a linear sum of terms in the sequence <math>S_3,\; S_5,\; S_7,\;...</math>:

:<math>S_1^{\;N} = \frac{1}{2^N}\sum_{r=0}^{N} {N \choose r}S_{N+r}\left(1-(-1)^{N-r}\right)</math>

The first few resulting identities are then

:<math>S_1^{\;2} = S_3</math>
:<math>S_1^{\;3} = \frac{1}{4}S_3 + \frac{3}{4}S_5</math>
:<math>S_1^{\;4} = \frac{1}{2}S_5 + \frac{1}{2}S_7 </math>.

Although other specific cases of <math>S_m^{\;N}</math> &ndash; including <math>S_2^{\;2} = \frac{1}{3}S_4 + \frac{2}{3}S_5 </math> and <math>S_2^{\;3} = \frac{1}{12}S_4 + \frac{7}{12}S_6+ \frac{1}{3}S_8</math> &ndash; are known, no general formula for <math>S_m^{\;N}</math> for positive integers <math>m</math> and <math>N</math> has yet been reported. A 2019 paper by Derby<ref>{{cite journal|first = Nigel M.|last = Derby|title = The continued search for sums of powers|year = 2019|journal = [[The Mathematical Gazette]]|volume = 103|issue = 556|pages = 94–100|doi = 10.1017/mag.2019.11}}</ref> proved that:
:<math>S_m^{\;N} = \sum_{k=1}^{N}(-1)^{k-1} {N \choose k}\sum_{r=1}^{n}r^{mk}S_m^{\;\;N-k}(r)</math>.

This can be calculated in matrix form, as described above. The <math>m = 1</math> case replicates Beardon's formula for <math>S_1^{\;N}</math> and confirms the above-stated results for <math>m = 2</math> and <math>N = 2</math> or <math>3</math>. Results for higher powers include:

:<math>S_2^{\;4} = \frac{1}{54}S_5 + \frac{5}{18}S_7 + \frac{5}{9}S_9 + \frac{4}{27}S_{11}</math>
:<math>S_6^{\;3} = \frac{1}{588}S_8 - \frac{1}{42}S_{10} + \frac{13}{84}S_{12}- \frac{47}{98}S_{14}+ \frac{17}{28}S_{16} + \frac{19}{28}S_{18}+ \frac{3}{49}S_{20}</math>.


==Notes==
==Notes==
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| volume =12
| volume =12
| pages =263–72
| pages =263–72
| doi=10.1515/crll.1834.12.263
}}
}}
* {{MathWorld|urlname=FaulhabersFormula|title=Faulhaber's formula}}
* {{MathWorld|urlname=FaulhabersFormula|title=Faulhaber's formula}}
Line 382: Line 451:
| year=2016
| year=2016
| title=An Extended Version of Faulhaber's Formula
| title=An Extended Version of Faulhaber's Formula
| url=https://cs.uwaterloo.ca/journals/JIS/VOL19/Schumacher/schu3.pdf
| url=https://cs.uwaterloo.ca/journals/JIS/VOL19/Schumacher/schu3.html
| periodical = Journal of Integer Sequences
| periodical = Journal of Integer Sequences
| volume =19
| volume =19
| number= 16.4.2
}}
}}



Latest revision as of 08:16, 2 December 2024

In mathematics, Faulhaber's formula, named after the early 17th century mathematician Johann Faulhaber, expresses the sum of the p-th powers of the first n positive integers as a polynomial in n. In modern notation, Faulhaber's formula is Here, is the binomial coefficient "p + 1 choose r", and the Bj are the Bernoulli numbers with the convention that .

The result: Faulhaber's formula

[edit]

Faulhaber's formula concerns expressing the sum of the p-th powers of the first n positive integers as a (p + 1)th-degree polynomial function of n.

The first few examples are well known. For p = 0, we have For p = 1, we have the triangular numbers For p = 2, we have the square pyramidal numbers

The coefficients of Faulhaber's formula in its general form involve the Bernoulli numbers Bj. The Bernoulli numbers begin where here we use the convention that . The Bernoulli numbers have various definitions (see Bernoulli number#Definitions), such as that they are the coefficients of the exponential generating function

Then Faulhaber's formula is that Here, the Bj are the Bernoulli numbers as above, and is the binomial coefficient "p + 1 choose k".

Examples

[edit]

So, for example, one has for p = 4,

The first seven examples of Faulhaber's formula are

History

[edit]

Ancient period

[edit]

The history of the problem begins in antiquity and coincides with that of some of its special cases. The case coincides with that of the calculation of the arithmetic series, the sum of the first values of an arithmetic progression. This problem is quite simple but the case already known by the Pythagorean school for its connection with triangular numbers is historically interesting:

  polynomial calculating the sum of the first natural numbers.

For the first cases encountered in the history of mathematics are:

  polynomial calculating the sum of the first successive odds forming a square. A property probably well known by the Pythagoreans themselves who, in constructing their figured numbers, had to add each time a gnomon consisting of an odd number of points to obtain the next perfect square.
  polynomial calculating the sum of the squares of the successive integers. Property that is demonstrated in Spirals, a work of Archimedes.[1]
  polynomial calculating the sum of the cubes of the successive integers. Corollary of a theorem of Nicomachus of Gerasa.[1]

L'insieme of the cases, to which the two preceding polynomials belong, constitutes the classical problem of powers of successive integers.

Middle period

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Over time, many other mathematicians became interested in the problem and made various contributions to its solution. These include Aryabhata, Al-Karaji, Ibn al-Haytham, Thomas Harriot, Johann Faulhaber, Pierre de Fermat and Blaise Pascal who recursively solved the problem of the sum of powers of successive integers by considering an identity that allowed to obtain a polynomial of degree already knowing the previous ones.[1]

Faulhaber's formula is also called Bernoulli's formula. Faulhaber did not know the properties of the coefficients later discovered by Bernoulli. Rather, he knew at least the first 17 cases, as well as the existence of the Faulhaber polynomials for odd powers described below.[2]

Jakob Bernoulli's Summae Potestatum, Ars Conjectandi, 1713

In 1713, Jacob Bernoulli published under the title Summae Potestatum an expression of the sum of the p powers of the n first integers as a (p + 1)th-degree polynomial function of n, with coefficients involving numbers Bj, now called Bernoulli numbers:

Introducing also the first two Bernoulli numbers (which Bernoulli did not), the previous formula becomes using the Bernoulli number of the second kind for which , or using the Bernoulli number of the first kind for which

A rigorous proof of these formulas and Faulhaber's assertion that such formulas would exist for all odd powers took until Carl Jacobi (1834), two centuries later. Jacobi benefited from the progress of mathematical analysis using the development in infinite series of an exponential function generating Bernoulli numbers.

Modern period

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In 1982 A.W.F. Edwards publishes an article [3] in which he shows that Pascal's identity can be expressed by means of triangular matrices containing the Pascal's triangle deprived of 'last element of each line:

[4][5]

The example is limited by the choice of a fifth order matrix but is easily extendable to higher orders. The equation can be written as: and multiplying the two sides of the equation to the left by , inverse of the matrix A, we obtain which allows to arrive directly at the polynomial coefficients without directly using the Bernoulli numbers. Other authors after Edwards dealing with various aspects of the power sum problem take the matrix path [6] and studying aspects of the problem in their articles useful tools such as the Vandermonde vector.[7] Other researchers continue to explore through the traditional analytic route [8] and generalize the problem of the sum of successive integers to any geometric progression[9][10]

Proof with exponential generating function

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Let denote the sum under consideration for integer

Define the following exponential generating function with (initially) indeterminate We find This is an entire function in so that can be taken to be any complex number.

We next recall the exponential generating function for the Bernoulli polynomials where denotes the Bernoulli number with the convention . This may be converted to a generating function with the convention by the addition of to the coefficient of in each , see Bernoulli_polynomials#Explicit_formula for example. does not need to be changed. so that

It follows that for all .

Faulhaber polynomials

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The term Faulhaber polynomials is used by some authors to refer to another polynomial sequence related to that given above.

Write Faulhaber observed that if p is odd then is a polynomial function of a.

Proof without words for p = 3 [11]

For p = 1, it is clear that For p = 3, the result that is known as Nicomachus's theorem.

Further, we have (see OEISA000537, OEISA000539, OEISA000541, OEISA007487, OEISA123095).

More generally, [citation needed]

Some authors call the polynomials in a on the right-hand sides of these identities Faulhaber polynomials. These polynomials are divisible by a2 because the Bernoulli number Bj is 0 for odd j > 1.

Inversely, writing for simplicity , we have and generally

Faulhaber also knew that if a sum for an odd power is given by then the sum for the even power just below is given by Note that the polynomial in parentheses is the derivative of the polynomial above with respect to a.

Since a = n(n + 1)/2, these formulae show that for an odd power (greater than 1), the sum is a polynomial in n having factors n2 and (n + 1)2, while for an even power the polynomial has factors n, n + 1/2 and n + 1.

Expressing products of power sums as linear combinations of power sums

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Products of two (and thus by iteration, several) power sums can be written as linear combinations of power sums with either all degrees even or all degrees odd, depending on the total degree of the product as a polynomial in , e.g. . Note that the sums of coefficients must be equal on both sides, as can be seen by putting , which makes all the equal to 1. Some general formulae include: Note that in the second formula, for even the term corresponding to is different from the other terms in the sum, while for odd , this additional term vanishes because of .

Matrix form

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Faulhaber's formula can also be written in a form using matrix multiplication.

Take the first seven examples Writing these polynomials as a product between matrices gives where

Surprisingly, inverting the matrix of polynomial coefficients yields something more familiar:

In the inverted matrix, Pascal's triangle can be recognized, without the last element of each row, and with alternating signs.

Let be the matrix obtained from by changing the signs of the entries in odd diagonals, that is by replacing by , let be the matrix obtained from with a similar transformation, then and Also This is because it is evident that and that therefore polynomials of degree of the form subtracted the monomial difference they become .

This is true for every order, that is, for each positive integer m, one has and Thus, it is possible to obtain the coefficients of the polynomials of the sums of powers of successive integers without resorting to the numbers of Bernoulli but by inverting the matrix easily obtained from the triangle of Pascal.[12][13]

Variations

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  • Replacing with , we find the alternative expression:
  • Subtracting from both sides of the original formula and incrementing by , we get
where can be interpreted as "negative" Bernoulli numbers with .
  • We may also expand in terms of the Bernoulli polynomials to find which implies Since whenever is odd, the factor may be removed when .
  • It can also be expressed in terms of Stirling numbers of the second kind and falling factorials as[14] This is due to the definition of the Stirling numbers of the second kind as mononomials in terms of falling factorials, and the behaviour of falling factorials under the indefinite sum.

Interpreting the Stirling numbers of the second kind, , as the number of set partitions of into parts, the identity has a direct combinatorial proof since both sides count the number of functions with maximal. The index of summation on the left hand side represents , while the index on the right hand side is represents the number of elements in the image of f.

This in particular yields the examples below – e.g., take k = 1 to get the first example. In a similar fashion we also find

  • A generalized expression involving the Eulerian numbers is
.
  • Faulhaber's formula was generalized by Guo and Zeng to a q-analog.[16]

Relationship to Riemann zeta function

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Using , one can write

If we consider the generating function in the large limit for , then we find Heuristically, this suggests that This result agrees with the value of the Riemann zeta function for negative integers on appropriately analytically continuing .

Faulhaber's formula can be written in terms of the Hurwitz zeta function:

Umbral form

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In the umbral calculus, one treats the Bernoulli numbers , , , ... as if the index j in were actually an exponent, and so as if the Bernoulli numbers were powers of some object B.

Using this notation, Faulhaber's formula can be written as Here, the expression on the right must be understood by expanding out to get terms that can then be interpreted as the Bernoulli numbers. Specifically, using the binomial theorem, we get

A derivation of Faulhaber's formula using the umbral form is available in The Book of Numbers by John Horton Conway and Richard K. Guy.[17]

Classically, this umbral form was considered as a notational convenience. In the modern umbral calculus, on the other hand, this is given a formal mathematical underpinning. One considers the linear functional T on the vector space of polynomials in a variable b given by Then one can say

A general formula

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The series as a function of is often abbreviated as . Beardon has published formulas for powers of , including a 1996 paper[18] which demonstrated that integer powers of can be written as a linear sum of terms in the sequence :

The first few resulting identities are then

.

Although other specific cases of – including and – are known, no general formula for for positive integers and has yet been reported. A 2019 paper by Derby[19] proved that:

.

This can be calculated in matrix form, as described above. The case replicates Beardon's formula for and confirms the above-stated results for and or . Results for higher powers include:

.

Notes

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  1. ^ a b c Beery, Janet (2009). "Sum of powers of positive integers". MMA Mathematical Association of America. doi:10.4169/loci003284 (inactive 1 November 2024).{{cite news}}: CS1 maint: DOI inactive as of November 2024 (link)
  2. ^ Donald E. Knuth (1993). "Johann Faulhaber and sums of powers". Mathematics of Computation. 61 (203): 277–294. arXiv:math.CA/9207222. doi:10.2307/2152953. JSTOR 2152953. The arxiv.org paper has a misprint in the formula for the sum of 11th powers, which was corrected in the printed version. Correct version. Archived 2010-12-01 at the Wayback Machine
  3. ^ Edwards, Anthony William Fairbank (1982). "Sums of powers of integers: A little of the History". The Mathematical Gazette. 66 (435): 22–28. doi:10.2307/3617302. JSTOR 3617302. S2CID 125682077.
  4. ^ The first element of the vector of the sums is and not because of the first addend, the indeterminate form , which should otherwise be assigned a value of 1
  5. ^ Edwards, A.W.F. (1987). Pascal's Arithmetical Triangle: The Story of a Mathematical Idea. Charles Griffin & C. p. 84. ISBN 0-8018-6946-3.
  6. ^ Kalman, Dan (1988). "Sums of Powers by matrix method". Semantic scholar. S2CID 2656552.
  7. ^ Helmes, Gottfried (2006). "Accessing Bernoulli-Numbers by Matrix-Operations" (PDF). Uni-Kassel.de.
  8. ^ Howard, F.T (1994). "Sums of powers of integers via generating functions" (PDF). CiteSeerX 10.1.1.376.4044.
  9. ^ Lang, Wolfdieter (2017). "On Sums of Powers of Arithmetic Progressions, and Generalized Stirling, Eulerian and Bernoulli numbers". arXiv:1707.04451 [math.NT].
  10. ^ Tan Si, Do (2017). "Obtaining Easily Sums of Powers on Arithmetic Progressions and Properties of Bernoulli Polynomials by Operator Calculus". Applied Physics Research. 9. Canadian Center of Science and Education. ISSN 1916-9639.
  11. ^ Gulley, Ned (March 4, 2010), Shure, Loren (ed.), Nicomachus's Theorem, Matlab Central
  12. ^ Pietrocola, Giorgio (2017), On polynomials for the calculation of sums of powers of successive integers and Bernoulli numbers deduced from the Pascal's triangle (PDF).
  13. ^ Derby, Nigel (2015), "A search for sums of powers", The Mathematical Gazette, 99 (546): 416–421, doi:10.1017/mag.2015.77, S2CID 124607378.
  14. ^ Concrete Mathematics, 1st ed. (1989), p. 275.
  15. ^ Kieren MacMillan, Jonathan Sondow (2011). "Proofs of power sum and binomial coefficient congruences via Pascal's identity". American Mathematical Monthly. 118 (6): 549–551. arXiv:1011.0076. doi:10.4169/amer.math.monthly.118.06.549. S2CID 207521003.
  16. ^ Guo, Victor J. W.; Zeng, Jiang (30 August 2005). "A q-Analogue of Faulhaber's Formula for Sums of Powers". The Electronic Journal of Combinatorics. 11 (2). arXiv:math/0501441. Bibcode:2005math......1441G. doi:10.37236/1876. S2CID 10467873.
  17. ^ John H. Conway, Richard Guy (1996). The Book of Numbers. Springer. p. 107. ISBN 0-387-97993-X.
  18. ^ Beardon, A. F. (1996). "Sums of Powers of Integers". The American Mathematical Monthly. 103 (3): 201–213. doi:10.1080/00029890.1996.12004725.
  19. ^ Derby, Nigel M. (2019). "The continued search for sums of powers". The Mathematical Gazette. 103 (556): 94–100. doi:10.1017/mag.2019.11.
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