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Impeachment

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This is about a step in the removal of a public official; for challenging a witness in a legal proceeding, see witness impeachment.
File:3a05488v.jpg
Depiction of the impeachment trial of Andrew Johnson, then President of the United States, in 1868.

In the constitutions of several countries, impeachment is the first of two stages in a specific process for a legislative body to remove a government official without that official's agreement. The second stage is called conviction.

Impeachment is so rare that the term is often misunderstood. A typical misconception is to confuse it with involuntary removal from office; in fact, it is only the legal statement of charges, parallelling an indictment in criminal law. An official who is impeached faces a second legislative vote (whether by the same body or another), which determines conviction, or failure to convict, on the charges embodied by the impeachment. Most constitutions require a supermajority to convict.

One tradition of impeachment has its origins in the law of England and Wales, where the procedure last took place in 1806. Impeachment exists under constitutional law in many nations around the world, including the United States, India, Brazil, Russia, the Philippines, the Republic of Ireland, and Kyrgyzstan.[1] See also Constitution of Kyrgyzstan.

Etymologically, the word "impeachment" derives from Latin roots expressing the idea of becoming caught or entrapped, and has analogues in the modern French verb empêcher (to prevent) and the modern English impede. Medieval popular etymology also associated it (wrongly) with derivations from the Latin impetere (to attack). (In its more frequent and more technical usage, impeachment of a person in the role of a witness is the act challenging the honesty or credibility of that person.)

The process should not be confused with recall election. A recall election is usually initiated by voters and can be based on "political charges", for example mismanagement, whereas impeachment is initiated by a constitutional body (usually a legislative body) and is usually based, but not always, on indictable offenses. The process of removing the official is also different.

United Kingdom

Procedure

In the United Kingdom, the House of Commons technically (though never tested) holds the power of initiating an impeachment. Any member may make accusations of high treason or high crimes and misdemeanors. The member must support the charges with evidence and move for impeachment. If the Commons carries the motion, the mover receives orders to go to the bar at the House of Lords and to impeach the accused "in the name of the House of Commons, and all the commons of the United Kingdom."

The House of Lords hears the case, with the Lord Chancellor presiding (or the Lord High Steward if the impeachment relates to a peer accused of high treason). The hearing resembles an ordinary trial: both sides may call witnesses and present evidence. At the end of the hearing the Lord , and after all have voted, proceeds to deal with any remaining articles similarly. Upon being called, a Lord must rise and declare upon his honour, "Guilty" or "Not Guilty". After voting on all of the articles has taken place, and if the Lords find the defendant guilty, the Commons may move for judgment; the Lords may not declare the punishment until the Commons have so moved. The Lords may then provide whatever punishment they find fit, within the law. A Royal Pardon cannot excuse the defendant from trial, but a Pardon may reprieve a convicted defendant.

In April 1996 the Young Liberals' annual conference unanimously passed a motion to call on the Liberal leader (David Steel) to move for the impeachment of Ronald King Murray QC, the Lord Advocate. Mr. Steel did not call the motion but Murray (now Lord Murray, a former Senator of the College of Justice of Scotland) agrees that the Commons still have the right to initiate an impeachment motion. On 25 August 2004, Plaid Cymru MP Adam Price announced his intention to move for the impeachment of Tony Blair for his role in involving Britain in the 2003 invasion of Iraq. In response Peter Hain, the Commons Leader, insisted that impeachment was obsolete, given modern government's responsibility to parliament. Ironically, Peter Hain had served as president of the Young Liberals when they called for the impeachment of Mr. Murray in 1977.

In 2006 General Sir Michael Rose revived the call for the impeachment of the United Kingdom's Prime Minister Tony Blair for leading the country into the invasion of Iraq in 2003 under false pretenses.

United States

The impeachment trial of President Bill Clinton in 1999, Chief Justice William H. Rehnquist presiding. The House managers are seated beside the quarter-circular tables on the left and the president's personal counsel on the right, much in the fashion of President Andrew Johnson's trial.

In the United States, impeachment can occur both at the federal and state level. At the federal level, different standards apply when the impeachment involves a member of the executive branch or of the judiciary (and dispute currently exists over the use of impeachment against members of the legislative branch.) For the executive branch, only those who have allegedly committed "treason, bribery, or other high crimes and misdemeanors" may be impeached. Although treason and bribery are obvious, the Constitution is silent on what constitutes a "high crime or misdemeanor." Several commentators have suggested that Congress alone may decide for itself what constitutes an impeachable offense. In 1970, then-Representative Gerald R. Ford defined the criteria as he saw it: "An impeachable offense is whatever a majority of the House of Representatives considers it to be at a given moment in history." Four years later, Ford would assume the Presidency, following the resignation of President Richard Nixon. (Nixon resigned following a committee vote to approve impeachment proceedings, but before actual impeachment by the full House.)

The standard for impeachment among the judiciary is much broader. Article III of the Constitution states that judges remain in office "during good behavior," implying that Congress may remove a judge for bad behavior. The standard for impeachment of members of the legislature is/would be the same as the Executive standard, "treason, bribery, or other high crimes and misdemeanors."

The central question regarding the Constitutional dispute about the impeachment of members of the legislature is this: Are members of Congress "officers" of the United States? The Constitution grants to the House the power to impeach "The President, the Vice President, and all civil Officers of the United States." Many believe firmly that Members of Congress are not "officers of the United States." Many others, however, believe that Members are civil Officers and are subject to impeachment. The House of Representatives did impeach a Senator once, Senator William Blount. The Senate expelled Senator Blount and, after initially hearing his impeachment, dismissed the charges for lack of jurisdiction. Left unsettled was the question "Are members of Congress civil officers of the United States?" In modern times, expulsion has become the preferred (albeit rare) method of dealing with errant Members of Congress, as each House has the authority to expel their own members—without involving the other chamber, as impeachment would require.

The impeachment procedure is in two steps. The House of Representatives must first pass "articles of impeachment" by a simple majority. (All fifty state legislatures as well as the District of Columbia city council may also pass articles of impeachment against their own executives.) The articles of impeachment constitute the formal allegations. Upon their passage, the defendant has been "impeached."

Next, the Senate tries the accused. In the case of the impeachment of a President, the Chief Justice of the United States presides over the proceedings. Otherwise, the Vice President, in his capacity as President of the Senate, or the President pro tempore of the Senate presides. This may include the impeachment of the Vice President him- or herself, although legal theories suggest that allowing a person to be the judge in the case where she or he was the defendant wouldn't be permitted. If the Vice President did not preside over an impeachment (of someone other than the President), the duties would fall to the President Pro Tempore.

In order to convict the accused, a two-thirds majority of the senators present is required. Conviction automatically removes the defendant from office. Following conviction, the Senate may vote to further punish the individual by barring them from holding future federal office (either elected or appointed). Despite a conviction by the Senate, the defendant remains liable to criminal prosecution. It is possible to impeach someone even after the accused has vacated their office in order to disqualify the person from future office or from certain emoluments of their prior office (such as a pension). If a two-thirds majority of the senators present does not vote "Guilty" on one or more of the charges, the defendant is acquitted and no punishment is imposed.

Congress regards impeachment as a power to be used only in extreme cases; the House has initiated impeachment proceedings only 62 times since 1789 (most recently President Clinton), and only the following 17 federal officers have been impeached:

  • two presidents:
  • one cabinet officer, William W. Belknap (Secretary of War). He resigned before his trial, and was later acquitted. Allegedly most of those who voted to acquit him believed that his resignation had removed their jurisdiction.
  • one Senator, William Blount (though the Senate had already expelled him).
  • Associate Justice Samuel Chase in 1804. He was acquitted.
  • twelve other federal judges, including Alcee Hastings, who was impeached and convicted for allegedly taking over $150,000 in bribe money in exchange for sentencing leniency. The Senate did not bar Hastings from holding future office, and Hastings won election to the House of Representatives from South Florida. Hastings' name was mentioned as a possible Chairman of the House Permanent Select Committee on Intelligence, but was passed over by House Speaker-designate Nancy Pelosi, presumably because of his previous impeachment and removal. Source U.S. Senate

Many mistakenly assume Richard Nixon was impeached, but he wasn't. While the House Judiciary Committee did approve articles of impeachment against him (by wide margins) and did report those articles to the full House, Nixon resigned prior to House consideration of the impeachment resolutions. Both his impeachment by the House of Representatives and his conviction by the Senate were near certainties; Nixon reportedly decided to resign after being told this by Republican Senator Barry Goldwater.

Other jurisdictions

  • Austria: The Austrian Federal President can be impeached by the Federal Convention (Bundesversammlung) before the Constitutional Court. The constitution also provides for the recall of the president by a referendum. Neither of these courses has ever been taken.
  • Brazil: The President of Federative Republic of Brazil can be impeached. This happened to Fernando Collor de Mello, due to evidences of bribery and misappropriation. State governors and mayors can also be impeached, though only the latter has actually happened.
  • Germany: The Federal President of Germany can be impeached both by the Bundestag and by the Bundesrat for willfully violating German law. Once the Bundestag or the Bundesrat impeaches the president, the Federal Constitutional Court decides whether the President is guilty as charged and, if this is the case, whether to remove him or her from office. No such case has yet occurred, not the least because the President's functions are mostly ceremonial and he or she seldomly makes controversial decisions. The Federal Constitutional Court also has the power to remove federal judges from office for willfully violating core principles of the federal constitution or a state constitution.
  • Iran: Member of Majlis representatives and the Supreme Leader can remove the President. In January 1980, Abolhassan Banisadr, then the president of Iran, was impeached by the Majlis representatives in June, 1981.
  • Norway: Members of government, representatives of the national assembly (Stortinget) and Supreme Court judges can be impeached for criminal offences tied to their duties and committed in office, according to the Constitution of 1814, §§ 86 and 87. The procedural rules were modelled on the US rules and are quite similar to them. Impeachment has been used 8 times since 1814, last in 1927. Many argue that impeachment has fallen into desuetude.
  • The Philippines: The President of The Philippines can be impeached by the Philippine House of Representatives with at least one-thirds vote. After the House of Representatives files the case in the Senate of the Philippines, the Senate can start an investigation. When at least two-thirds of members of the Senate of The Philippines vote to convict the President of The Philippines, the President shall be removed from office.
  • Russia: The President of Russia can be impeached if both the State Duma (which initiates the impeachment process through the formation of a special investigation committee) and the Federation Council of Russia vote by a two-thirds majority in favor of impeachment and, additionally, the Supreme Court finds the President guilty of treason or a similarly heavy crime against the nation. In 1995-1999, the Duma made several attempts to impeach then-President Boris Yeltsin, but they never had a sufficient amount of votes for the process to reach the Federation Council.
  • Taiwan: Officials can be impeached by a two-thirds vote in the Legislative Yuan together with an absolute majority in a referendum. President Chen Shui-bian is currently being impeached.

Presidents who were removed from office following impeachment

See also

References