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Western imperialism in Asia

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Western imperialism in Asia traces its roots back to the late 15th century with a series of voyages that sought a sea passage to India in the hope of establishing direct trade between Europe and Asia in spices. Before 1500 European economies were largely self-sufficient, only supplemented by minor trade with Asia and Africa. Within the next century, however, European and Asian economies were slowly becoming integrated through the rise of new global trade routes; and the early thrust of European political power, commerce, and culture in Asia gave rise to a growing trade in lucrative commodities—a key development in the rise of today's modern world capitalist economy.

In the 16th century, the Portuguese established a monopoly over trade between Asia and Europe by managing to prevent rival powers from using the water routes between Europe and the Indian Ocean. However, with the rise of the rival Dutch East India Company, Portuguese influence in Asia was gradually eclipsed. Dutch forces first established independent bases in the East (most significantly Batavia, the heavily fortified headquarters of the Dutch East India Company) and then between 1640 and 1660 wrestled Malacca, Ceylon, most southern Indian ports, and the lucrative Japan trade from the Portuguese. Later, the English and the French established settlements in India and established a trade with China; and their own acquisitions would gradually surpass those of the Dutch. Following the end of the Seven Years' War in 1763, the British eliminated French influence in India and established the British East India Company as the most important political force on the Indian subcontinent.

Before the Industrial Revolution in the mid-to-late 19th century, demand for oriental goods remained the driving force behind European imperialism, and (with the important exception of British East India Company rule in India) the European stake in Asia remained confined largely to trading stations and strategic outposts necessary to protect trade. Industrialization, however, dramatically increased European demand for Asian raw materials; and the severe Long Depression of the 1870s provoked a scramble for new markets for European industrial products and financial services in Africa, the Americas, Eastern Europe, and especially in Asia. This scramble coincided with a new era in global colonial expansion known as "the New Imperialism," which saw a shift in focus from trade and indirect rule to formal colonial control of vast overseas territories ruled as political extensions of their mother countries. Between the 1870s and the beginning of the First World War in 1914, the United Kingdom, France, and the Netherlands—the established colonial powers in Asia—added to their empires vast expanses of territory in the Middle East, South Asia, and Southeast Asia. In the same period, Japan, following the Meiji Restoration; Germany, following the end of the Franco-Prussian War in 1871; Tsarist Russia; and the United States, following the Spanish-American War in 1898 quickly emerged as new imperialist powers in East Asia and in the Pacific.

In Asia, World War I and World War II were played out as struggles among several key imperialist powers—conflicts involving the European powers along with Russia and the rising American and Japanese powers. None of the colonial powers, however, possessed the resources to withstand the strains of both world wars and maintain their direct rule in Asia. Although nationalist movements throughout the colonial world led to the political independence of nearly all of the Asia's remaining colonies, decolonization was intercepted by the Cold War; and Southeast Asia, South Asia, the Middle East, and East Asia remained embedded in a world economic, financial, and military system in which the great powers compete to extend their influence. However, the rapid postwar economic development of the East Asian Tigers and the People's Republic of China, along with the collapse of the Soviet Union, have loosensed European and North American influence in Asia, generating speculation today about the possible reemergence of China and Japan as regional powers.

Early European penetration of Asia

Medieval European exploration of Asia

Illustration of Marco Polo's arrival in a Chinese city

In the 13th and 14th centuries, a number of Europeans, many of them Christian missionaries, had sought to penetrate China. The most famous of these travelers was Marco Polo. But these journeys had little permanent effect on East-West trade because of a series of political developments in Asia in the last decades of the 14th century, which put an end to further European exploration of Asia. The Yuan dynasty in China, which had been receptive to European missionaries and merchants, was overthrown, and the new Ming rulers were found to be inward oriented and unreceptive to foreign religious proselytism. Meanwhile, Muslim Turks consolidated control over the eastern Mediterranean, closing off key overland trade routes. Thus, until the 15th century, only minor trade and cultural exchanges between Europe and Asia continued at certain terminals controlled by Muslim traders.

The search for new East-West trade routes

The three existing major routes by which trade flowed from South and East Asia to Europe dated back to Roman times. The northern one cut across Central Asia and the Caspian and Black Seas to Constantinople; the middle route went by sea along the coasts of India and Persia through the Persian Gulf and Euphrates valley to Antioch; and the southern route charted across the Indian Ocean and up the Red Sea to Alexandria in Egypt.

The search by Europeans for new routes began in earnest in the 15th century, a period of rapid growth in the westward flow of commerce and wealth, despite the expansion of the Turks, which greatly hampered the flow of people and capital between East and West. The most important imports into Europe were spices, including cinnamon, cloves, ginger, pepper, and nutmeg, which rapidly became commodities in Europe highly valued primarily as preservatives for foods, and secondarily as condiments. Chinese silk, Indian cotton cloth, and various precious minerals and metals were also commodities in increasingly high demand in Europe.

The Mediterranean carrying trade in oriental goods was in the hands of Venice and other Italian city-states, which wielded an extensive and lucrative monopoly. Since the Arabs held a similar monopoly east of the Mediterranean, South and East Asian goods were sold in Europe for many times the price to produce them in Asia. As the demand for the products of the East increased during the latter half of the 15th century, the rulers of the new nations of Western Europe, particularly Spain and Portugal, following the increasingly influential economic doctrine of mercantilism, became aware that their adverse balance of trade was draining their coined money away to Mediterranean trade monopolies and merchants.

Oceanic voyages to Asia

Western European rulers determined to find new trade routes of their own. The Portuguese spearheaded the drive to find oceanic routes that would provide cheaper and easier access to South and East Asian goods. This chartering of oceanic routes between East and West began with the unprecedented voyages of Portuguese and Spanish sea captains. Their voyages were influenced by medieval European adventurers, who had journeyed overland to the Far East and contributed to geographical knowledge of parts of Asia upon their return.

In 1488 Bartholomew Diaz rounded the southern tip of Africa under the sponsorship of Portugal's John II, from which point he noticed that the coast swung northeast. Although his crew forced him to turn back, he was pleased with the prospect of soon finding a sea route to India. Later, starting in 1497, Portuguese navigator Vasco da Gama made the first open voyage from Europe to India. In 1520 Ferdinand Magellan, a Portuguese navigator in the service of Spain, found a sea route into the Pacific Ocean.

Portuguese and Spanish trade and colonization in Asia

For further detail see Portuguese Empire.

Portuguese monopoly over trade in the Indian Ocean

Early in the 16th century Afonso de Albuquerque (above) emerged as the Portuguese colonial viceroys most instrumental in consolidating Portugal's holdings in Africa and in Asia. He understood that Portugal could wrest commercial supremacy from the Arabs only by force, and therefore devised a plan to establish forts at strategic sites which would dominate the trade routes and also protect Portuguese interests on land. In 1510 he sized Goa in India, which enabled him to gradually consolidate control of most of the commercial traffic between Europe and Asia, and even between India and the Far East.

In Asia, European powers initially exploited the discoveries of their explorers largely through trade; Europeans started to carry on trade from forts, acting as foreign merchants rather than as settlers. In contrast, early European expansion in the "West Indies," (later known to Europeans as a separate continent from Asia that they would call the "Americas") following the 1492 voyage of Christopher Columbus, involved heavy settlement in colonies that were treated as political extensions of the mother countries, which sought to transplant European civilization to a new environment.

Lured by the potential of high profits from another expeditions, the Portuguese established a permanent base south of the Indian trade port of Calicut in the early 15th century. In 1510 the Portuguese seized Goa on the coast of India, which Portugal held until 1961. The Portuguese soon acquired a monopoly over trade in the Indian Ocean.

Portuguese viceroy Afonso de Albuquerque (1509-1515) resolved to consolidate Portuguese holdings in Africa and Asia, and secure control of trade with the East Indies and China. His first objective was Malacca, which controlled the narrow strait through which most Far Eastern trade moved. Captured in 1511, Malacca became the springboard for further eastward penetration; several years later the first trading posts were established in the Moluccas, or "Spice Islands," which was the source for some of the world's most hotly demanded spices. By 1516 the first Portuguese ships had reached Canton on the southern coasts of China. By 1557 the Portuguese gained a permanent base in China at Macao, which they held until 1999. The Portuguese, based at Goa and Malacca, had now established a lucrative maritime empire in the Indian Ocean meant to monopolize the spice trade. The Portuguese also began a channel of trade with the Japanese, becoming the first recorded Westerners to have visited Japan. This contact introduced Christianity and fire-arms into Japan.

The energies of Spain, the other major colonial power of the 16th century, were largely concentrated on the Americas, not South and East Asia. But the Spanish did establish a footing in the Far East in the Philippine Islands. After 1565, cargoes of Chinese goods were transported from the Philippines to Mexico and from there to Spain. By this long route, Spain reaped some of the profits of Far Eastern commerce. Spanish officials converted the island to Christianity and established some settlements, permanently establishing the Philippines as the area of East Asia most oriented toward the West in terms of culture and commerce.

The decline of Portugal's Asian empire since the 17th century

A silver Indo-Portuguese coin featuring a standing figure facing right with flag struck for and minted in Goa during the reign of John IV.

The lucrative trade was vastly expanded when the Portuguese began to export slave from Africa in 1541; however, over time, the rise of the slave trade left Portugal over-extended, and vulnerable to competition from other Western European powers. Envious of Portugal's control of trade routes, other Western European nations—mainly Holland, France, and England—began to send in rival expeditions to Asia. In 1642 the Dutch drove the Portuguese out of the Gold Coast in Africa, the source of the bulk of Portuguese slave laborers, leaving this rich slaving area to other Europeans, especially the Dutch and the English.

Rival European powers began to make inroads in Asia as the Portuguese and Spanish trade in the Indian Ocean declined primarily because they had become hugely over-stretched financially due to the limitations on their investment capacity and contemporary naval technology. Both of these factors worked in tandem, making control over Indian Ocean trade extremely expensive.

The existing Portuguese interests in Asia proved sufficient to finance further colonial expansion and entrenchment in areas regarded as of greater strategic importance in nearer Africa and Brazil. Portuguese maritime supremacy was lost to the Dutch in the 17th century, and with this came serious challenges for the Portuguese. However, they still clung to Macau, and settled a new colony in Timor Island. It was as recent as the 1960s and 1970s that the Portuguese began to relinquish their colonies in Asia. Goa was invaded by India in 1962; East-Timor was abandoned in 1975 and was then invaded by Indonesia; and Macau was handed over to the Chinese as per a treaty in 1999.

Dutch trade and colonization in Asia

The rise of Dutch control over Asian trade in the 17th century

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Dutch settlement in the East Indies. Batavia, Java (now Jakarta), c. 1665.

Portuguese decline in Asia was accelerated by the attacks on their commercial empire by the Dutch and the English, which began a global struggle over empire in Asia that lasted until the end of the Seven Years' War in 1763. The Netherlands revolt against Spanish rule facilitated Dutch encroachment of the Portuguese monopoly over South and East Asian trade. The Dutch looked on Spain's trade and colonies as potential spoils in war. When the two crowns of the Iberian peninsula were joined in 1581, the Dutch felt free to attack Portuguese territories in Asia.

By the 1590s a number of Dutch companies were formed to finance trading expeditions in Asia. Because competition lowered their profits, and because of the doctrines of mercantilism, in 1602 the companies united into a cartel and formed the Dutch East India Company, and received from the government the right to trade and colonize territory in the area stretching from the Cape of Good Hope eastward to the Strait of Magellan.

In 1605 armed Dutch merchants captured the Portuguese fort at Amboyna in the Moluccas, which was developed into the first secure base of the company. Over time the Dutch gradually consolidated control over the great trading ports of the East Indies. Control over the East Indies trading ports allowed the company to monopolize the world spice trade for decades. Their monpoloy over the spice trade became complete after they drove the Portuguese from Malacca in 1641 and Ceylon in 1658.

Dutch East India Company colonies or outposts were later established in Atjeh (Aceh), 1667; Macassar, 1669; and Bantam, 1682. The company established its headquarters at Batavia (today Jakarta) on the island of Java. Outside the East Indies, the Dutch East India Company colonies or outposts were also established in Persia (now Iran), Bengal (now Bangladesh and part of India), Mauritius (1638-1658/1664-1710), Siam (now Thailand), Guangzhou (Canton, China), Taiwan (1624-1662), and southern India (1616-1795). In 1662, Zheng Chenggong (also known as Koxinga) expelled the Dutch from Taiwan. (see History of Taiwan) Further, the Dutch East India Company trade post on Dejima (1641- 1857), an artificial island off the coast of Nagasaki, was for a long time the only place where Europeans could trade with Japan.

In 1652, Jan van Riebeeck established an outpost at the Cape of Good Hope (the southwestern tip of Africa, currently in South Africa) to restock company ships on their journey to East Asia. This post later became a fully-fledged colony, the Cape Colony (1652-1806). As Cape Colony attracted increasing Dutch and European settlement, the Dutch founded the city of Kaapstad (Cape Town).

By 1669, the Dutch East India Company was the richest private company in history, with a huge fleet of merchant ships and warships, tens of thousands of employees, a private army consisting of thousands of soldiers, and a reputation on the part of its stockholders for high dividend payments.

Decline of the Dutch in Asia and the rise of the UK

The company was in almost constant conflict with the English; relations were particularly tense following the Amboyna Massacre in 1623. During the 18th century, Dutch East India Company possessions were increasingly focused on the East Indies. After the fourth war between the United Provinces and England (17801784), the company suffered increasing financial difficulties. In 1799, the company was dissolved.

The East Indies were awarded to The Kingdom of the Netherlands by the Congress of Vienna in 1815. After the Napoleonic Wars, the Dutch concentrated their colonial enterprise in the Dutch East Indies (Indonesia) throughout the 19th century. The Dutch lost control over the East Indies to the Japanese during the much of the Second World War. Following the war, the Dutch fought Indonesian independence forces after Tōkyō surrendered to the Allies in 1945.

The British in India

Portuguese, French, and British competition in India (1600-1763)

Robert Clive, 1st Baron Clive.

The English sought to stake out claims in India at the expense of the Portuguese dating back to the era of Queen Elizabeth I. In 1600 Elizabeth incorporated the English East India Company (later the British East India Company), granting it a monopoly of trade from the Cape of Good Hope eastward to the Strait of Magellan. In 1639 it acquired Madras on the east coast of India, where it quickly surpassed Portuguese Goa as the principal European trading center on the subcontinent.

Through bribes, diplomacy, and manipulation of weak native rulers, the company prospered in India, where it became the most powerful political force on the subcontinent, and outrivaled its Portuguese, and French competitors. For more than one hundred years English and French trading companies had fought one another for supremacy, and by the middle of the 18th century competition between the British and the French had heated up. French defeat by the British under the command of Robert Clive during the Seven Years' War (1756-1763) marked the end of the French stake in the subcontinent.

The collapse of Mughal India

The British East India Company, although still in direct competition with French and Dutch interests until 1763, was able to extend its control over almost the whole of the subcontinent in the century following the subjugation of Bengal at the 1757 Battle of Plassey. The British East India Company made great advances at the expense of a Mughal dynasty, seething with corruption, oppression, and revolt, that was crumbling under the despotic rule of Aurangzeb (1658-1707).

The reign of Shah Jahan (1628-1658) had marked the height of Mughal power. However, the reign of Aurangzeb, a ruthless and fanatical man who intended to rid India of all views alien to the Muslim faith, was disastrous. By 1690, when Mughal territorial expansion reached its greatest extent, Aurangzeb's India encompassed the entire Indian subcontinent. But this period of power was followed by one of decline. Fifty years after the death of Aurangzeb, the great Mughal empire had crumbled. Meanwhile, marauding warlords, nobles, and others bent on gaining power left the subcontinent increasingly anarchic. Although the Mughals kept the imperial title until 1858, the central government had collapsed, creating a power vacuum.

From Company to Crown

File:21701760 5EastIndiaHouse.jpg
An 1825 painting of the British East India Company's East India House, which opened in 1799

Aside from defeating the French, during the Seven Years' War, Robert Clive, the leader of the Company in India, defeated a key Indian ruler of Bengal at the decisive Battle of Plassey (1757), a victory that ushered in the beginning of a new period in Indian history, that of informal British rule. While still nominally the sovereign, the Mughal Indian emperor became more and more of a puppet ruler, and anarchy spread until the company stepped into the role of policeman of India.

The transition to formal imperialism, characterized by Queen Victoria being crowned "Empress of India" in the 1870s was a gradual process. The first step toward cementing formal British control extended back to the late 18th century. The British Parliament, disturbed by the idea that a great business concern, interested primarily in profit, was controlling the destinies of millions of people, passed acts in 1773 and 1784 that gave itself the power to control company policies and to appoint the highest company official in India, the governor-general. (This system of dual control lasted until 1858.) By 1818 the East India Company was master of India. Some local rulers were forced to accept its overlordship; others were deprived of their territories. Some portions of the subcontinent were administered by the British directly; in others native dynasties were retained under British supervision.

Until 1858, however, much of the subcontinent was still officially the dominion of the Mughal emperor. Anger among some social groups, however, was seething under the governor-generalship of James Dalhousie (1847-1856), who annexed the Punjab (1849) after victory in the Second Sikh War, annexed seven princely states on the basis of lapse, annexed the key state of Oudh on the basis of misgovernment, and upset cultural sensibilities by banning Hindu practices such as Sati. The 1857 Sepoy Rebellion, or Indian Mutiny, an uprising initiated by Indian troops, called sepoys, who formed the bulk of the Company's armed forces, was the key turning point. Fortunately for the British, many areas remained loyal and quiescent, allowing the revolt to be crushed after fierce fighting. One important consequence of the revolt was the final collapse of the Mughal dynasty. The mutiny also ended the system of dual control under which the British government and the British East India Company shared authority. The government relieved the company of its political responsibilities, and in 1858, after 258 years of existence, the company relinquished its role. Trained civil servants were recruited from graduates of British universities, and these men set out to rule India. Lord Canning (created earl in 1859), appointed governor-general of India in 1856, became known as "Clemency Canning" as a term of derision for his efforts to restrain revenge against the Indians during the Indian Mutiny. When the government of India was transferred from the Company to the Crown, Canning became the first viceroy of India.

The rise of Indian nationalism

British rule modernized India in many respects. The spread of railroads from 1853 contributed to the expansion of business, while cotton, tea and indigo plantations drew new areas into the commercial economy. But the removal of import duties in 1883 exposed India's emerging industries to unfettered British competition, provoking another quite modern development: the rise of a nationalist movement.

The denial of equal status to Indians was the immediate stimulus for the formation in 1885 of the Indian National Congress, initially loyal to the Empire but committed from 1905 to increased self-government and by 1930 to outright independence. The "Home charges," payments transferred from India for administrative costs, were a lasting source of nationalist grievance, though the flow declined in relative importance over the decades to independence in 1947.

Although majority Hindu and minority Muslim political leaders were able to collaborate closely in their criticism of British policy into the 1920s, British support for a distinct Muslim political organization from 1906 and insistence from the 1920s on separate electorates for religious minorities, is seen by many in India as having contributed to Hindu-Muslim discord and the country's eventual partition.

France in Indochina

File:Frenchindochina.jpg
French soldiers appear with local residents at a military post in French Indochina in the early 1900s.

France, which had lost its empire to the British by the end of the eighteenth century, had little geographical or commercial basis for expansion in Southeast Asia. After the 1850s, French imperialism was initially impelled by a nationalistic need to rival the United Kingdom and was supported intellectually by the concept of the superiority of French culture and France's special mission civilisatrice—the civilizing of the native through assimilation to French culture. The immediate pretext for French expansionism in Indochina was the protection of French religious missions in the area, coupled with a desire to find a southern route to China through Tonkin, the northern region of northern Vietnam

French religious and commercial interests were established in Indochina as early as the seventeenth century, but no concerted effort at stabilizing the French position was possible in the face of British strength in the Indian Ocean and French defeat in Europe at the end of the eighteenth and beginning of the nineteenth centuries. A mid-nineteenth century religious revival under the Second Empire provided the atmosphere within which interest in Indochina grew. Anti-Christian persecutions in the Far East provided the immediate cause. In 1856 the Chinese executed a French missionary in southeastern China, and in 1857 the Vietnamese emperor, faced with a domestic crisis, tried to destroy foreign influences in his country by executing the Spanish bishop of Tonkin. Under Napoleon III, France decided that Catholicism would be eliminated in the Far East if France did not go to its aid, and accordingly the French joined the British against China in the Second Opium War from 1857 to 1860 and took action against Vietnam as well. By 1860 the French occupied Saigon.

By a Franco-Vietnamese treaty in 1862, the Vietnamese emperor ceded France outright the three provinces of Cochin China in the south; France also secured trade and religious privileges in the rest of Vietnam and a protectorate over Vietnam's foreign relations. Gradually French power spread through exploration, the establishment of protectorates, and outright annexations. Their seizure of Hanoi in 1882 led directly to war with China (1883-1885), and the French victory confirmed French supremacy in the region. France governed Cochin China as a direct colony, and Annam (central Vietnam), Tonkin, and Cambodia as protectorates in one degree or another. Laos too was soon brought under French "protection."

By the beginning of the twentieth century France had created an empire in Indochina nearly 50 percent larger than the mother country. A governor-general in Hanoi ruled Cochin China directly and the other regions through a system of residents. Theoretically, the French maintained the precolonial rulers and administrative structures in Annam, Tonkin, Cambodia, and Laos, but in fact the governor-generalship was a centralized fiscal and administrative regime ruling the entire region. Although the surviving native institutions were preserved in order to make French rule more acceptable, they were almost completely deprived of any independence of action. The ethnocentric French colonial administrators sought to assimilate the upper classes into France's "superior culture." While the French improved public services and provided commercial stability, the native standard of living declined and precolonial social structures eroded. Indochina, which had a population of over eighteen million in 1914, was important to France for its tin, pepper, coal, cotton, and rice. It is still a matter of debate, however, whether the colony was commercially profitable.

Russia and "The Great Game"

Tsarist Russia is often not regarded as a colonial power such as the United Kingdom or France because of the manner of Russian expansions: unlike the United Kingdom, which expanded overseas, the Russian empire grew from the center outward by a process of accretion. In the 19th century Russian expansion took the form of a struggle of an effectively landlocked country for access to a warm water port.

While the British were consolidating their hold on India, Russian expansion had moved steadily eastward to the Pacific, then toward the Middle East, and finally to the frontiers of Persia and Afghanistan (both territories adjacent to British holdings in India). In response, the defense of India's land frontiers and the control of all sea approaches to the subcontinent via the Suez Canal, the Red Sea, and the Persian Gulf became preoccupations of British foreign policy in the 19th century.

Anglo-Russian rivalry in the Middle East and Central Asia led to a brief confrontation over Afghanistan in the 1880s. In Persia (now Iran), both nations set up banks to extend their economic influence. The United Kingdom went so far as to invade Tibet, a land under nominal Chinese suzerainty, in 1904, but withdrew when it became clear that Russian influence was insignificant and when Chinese resistance proved tougher than expected.

In 1907, the United Kingdom and Russia signed an agreement which—on the surface—ended their rivalry in Central Asia. (see Anglo-Russian Entente) As part of the entente, Russia agreed to deal with the sovereign of Afghanistan only through British intermediaries. In turn, the United Kingdom would not annex or occupy Afghanistan. Chinese suzerainty over Tibet also was recognized by both Russia and the UK, since nominal control by a weak China was preferable to control by either power. Persia was divided into Russian and British spheres of influence and an intervening "neutral" zone. The United Kingdom and Russia chose to reach these uneasy compromises because of growing concern on the part of both powers over German expansion in strategic areas of China and Africa.

Following the entente, Russia increasingly intervened in Persian domestic politics and suppressed nationalist movements that threatened both St. Petersburg and London. After the Russian Revolution, Russia gave up its claim to a sphere of influence, though Soviet involvement persisted alongside the United Kingdom's until the 1940s.

In the Middle East, a German company built a railroad from Constantinople to Baghdad and the Persian Gulf. Germany wanted to gain economic influence in the region and then, perhaps, move on to Iran and India. This was met with bitter resistance by the United Kingdom, Russia, and France who divided the region among themselves.

Imperialism in China

Imperialist penetration of China

A shocked mandarin in Manchu robe in the back, with Queen Victoria (UK), Wilhelm II (Germany), Nicholas II (Russia), Marianne (France), and a samurai (Japan) stabbing into a plate with Chine ("China" in French) written on it.

See European Enclaves in China

During the 18th century merchants from Western Europe came to China in increasing numbers. However, merchants were confined to Guangzhou and the Portuguese colony of Macao, as they had been since the 16th century. European trades were increasingly irritated by what they saw as the relatively high customs duties they had to pay and by the attempts to curb the growing import trade in opium. By 1800 its importation was forbidden by the imperial government. However, the opium trade continued to boom. Private vessels sailing from many countries, including the United States, made huge profits from the growing number of Chinese opium addicts.

Early in the 19th century serious internal weaknesses developed in the Manchu empire that left China vulnerable to Western, Japanese, and Russian imperialism. In 1839 China found itself fighting the First Opium War with the United Kingdom. China was defeated, and in 1842 agreed to the provisions of the Treaty of Nanjing. Hong Kong was ceded to the United Kingdom, and certain ports, including Shanghai and Guangzhou, were opened to British trade and residence. In 1856 the Second Opium War broke out. The Chinese were again defeated, and now forced to the terms of the 1858 Treaty of Tientsin. The treaty opened new ports to trade and allowed foreigners to travel in the interior. Christians gained the right to propagate their religion—another means of Western penetration. The United States and Russia later obtained the same prerogatives in separate treaties.

Toward the end of the 19th century, China appeared on the way to territorial dismemberment and economic vassalage—the fate of India’s rulers that played out much earlier. Several provisions of these treaties caused long-standing bitterness and humiliation among the Chinese: extraterritoriality (meaning that in a dispute with a Chinese, a Westerner had the right to be tried in a court under the laws of his own country), customs regulation, and the right to station foreign warships in Chinese waters.

The rise of Japan since the Meiji Restoration as an imperialist power led to further subjugation of China. In a dispute over China's longstanding claim of suzerainty in Korea, war broke out between China and Japan, resulting in humiliating defeat for China. By the Treaty of Shimonoseki (1895), China was forced to recognize effective Japanese rule of Korea and Taiwan.

China's defeat at the hands of Japan was another trigger for future aggressive actions by Western powers. In 1897 Germany demanded and was given a set of exclusive mining and railroad rights in Shandong province. Russia obtained access to Dairen and Port Arthur and the right to build a railroad across Manchuria, thereby achieving complete domination over a large portion of northwestern China. The United Kingdom and France also received a number of concessions at this time. At this time much of China was divided up into "spheres of influence": Germany dominated Jiaozhou (Kiaochow) Bay, Shandong, and the Huang He (Hwang-Ho) valley; Russia dominated the Liaodong Peninsula and Manchuria; the United Kingdom dominated Weihaiwei and the Yangtze Valley; and France dominated the Guangzhou Bay and several other southern provinces.

China continued to be divided up into spheres of influence until the United States, which had no sphere of influence, grew alarmed at the possibility of its businessmen being excluded from Chinese markets. In 1899 Secretary of State John Hay asked the major powers to agree to a policy of equal trading privileges. In 1900 several powers agreed to the U.S.-backed scheme, giving rise to the "Open Door" policy, denoting freedom of commercial access and non-annexation of Chinese territory. In any event, it was in the European powers' interest to have a weak but independent Manchu government. The privileges of the Europeans in China were guaranteed in the form of treaties with the Qing government. In the event that the Qing government totally collapsed, each power risked losing the privileges that it already had negotiated. As such, nor was it in the interest of the Europeans to have an overly strong government in China, with the ability to control Westerners and renegotiate treaties.

The erosion of Chinese sovereignty contributed to a spectacular anti-foreign outbreak in June, 1900, when the "Boxers" (properly the society of the "righteous and harmonious fists") attacked European legations in Beijing, provoking a rare display of unity among the powers, whose troops landed at Tianjin and marched on the capital. German forces were particularly severe in exacting revenge for the killing of their ambassador, while Russia tightened its hold on Manchuria in the northeast until its crushing defeat by Japan in the war of 1904-1905.

Although extraterritorial jurisdiction was abandoned by the United Kingdom and America in 1943, foreign political control of parts of China only finally ended with the incorporation of Hong Kong and the small Portuguese territory of Macau into the People's Republic of China in 1997 and 1999 respectively.

Chinese territorial expansion

While China was under attack in the 19th century by the Europeans, during the 18th century the Qing government had expanded its western borders to include areas such as Xinjiang and Tibet that had historically rarely been under direct Chinese control. Indeed the name Xinjiang itself is Chinese for new territory.

The ability of Qing China to project power into Central Asia came about because of two changes, one social and one technological. The social change was that under the Qing dynasty, from 1616, China came under the control of the Manchus who organized their military forces around cavalry which was more suited for power projection than traditional Chinese infantry. The technological change was advances in cannon and artillery which negated the military advantage that the people of the steppe had with their cavalry.

Qing actions in Central Asia were aided by the preference of most local rulers (particularly in Tibet) for the relative light touch of Manchu control over the heavy-handedness of Russia or the British. The Manchus were from Central Asia themselves and ruled China with the support of many people from Mongolia, Tibet and Xinjiang. The Manchu ruling family, like most Mongols, was a supporter of Tibetan Buddhism and so many of the ruling groups were linked by religion. China most of the time had little ambitions to conquer or establish colonies, not even during its golden years during the Tang Dynasty or when it had the world's strongest and biggest fleet during the Ming Dynasty. Rather, Chinese immigrated overseas to areas outside the control of their government. For instance, numerous southern Chinese emigrants settled in areas of Southeast Asia outside Chinese political control; to this day their descendants remain an economic elite, especially in Malaysia and Singapore.

U.S. Imperialism in the Pacific

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1899 photo of Filipino resistance fighters killed in the Philippine-American War.

As the United States emerged as a new imperialist power in the Pacific, one of the two oldest Western imperialist powers in the region — Spain — was finding it increasingly difficult to maintain control of territories it had held in the region since the 16th century. In 1896 a widespread revolt against Spanish rule broke out in the Philippines. Meanwhile, the recent string of U.S. territorial gains in the Pacific posed an even greater threat to Spain's remaining colonial holdings.

In 1867 the Midway Islands were occupied by the U.S. and Alaska was purchased from Russia. The next advance was in the Hawaiian Islands, where Europeans had earlier set up a lucrative plantation economy exporting sugar. In the 19th century U.S. capital poured into the islands' sugar industry; and Hawaii came increasingly under the effective control of U.S. corporations. The U.S. consolidated its influence in Hawaii in 1893, when U.S. Marines engineered a revolt that deposed the Hawaiian queen and set up a new U.S.-backed regime. Five years later, the U.S. scrapped the republic and annexed the islands.

As the U.S. continued to expand its economic and military power in the Pacific, it declared war against Spain in 1898. During the Spanish-American War, U.S. Admiral Dewey destroyed the Spanish fleet at Manila, and U.S. troops landed in the Philippines. Spain later agreed by treaty to cede the Philippines and Guam in the Pacific. In the Caribbean, Spain ceded Puerto Rico to the U.S. The war also marked the end of Spanish rule in Cuba, which was to be granted nominal independence but in practice be treated as a de-facto U.S. colony. One year following its treaty with Spain, the U.S. occupied the small Pacific outpost of Wake Island.

The Filipinos who assisted U.S. troops in fighting the Spanish did not wish to be handed from one colonial master to another. In 1899 fighting broke out; and it took the U.S. almost fifteen years to fully subdue the conflict. The U.S. sent seventy thousand troops and suffered thousands of casualties. The Filipinos, however, suffered considerably higher casualties, through fighting, extra-judicial executions and disease.

U.S. attacks into the countryside often included scorched earth campaigns where entire villages were burned and destroyed, tortured, and concentrated into camps known as "protected zones." Many of these civilian casualties resulted from disease and famine. Reports of the execution of U.S. soldiers taken prisoner by the Filipinos led to disproportionate reprisals by American forces. Many U.S. officers and soldiers called the war a "nigger killing business."[citation needed]

In 1914, Dean C. Worcester, U.S. Secretary of the Interior for the Philippines (1901-1913) described "the regime of civilization and improvement which started with American occupation and resulted in developing naked savages into cultivated and educated men." Nevertheless, some Americans deeply opposed American involvement in the Philippines, leading to the abandonment of attempts to construct a permanent naval base and using it as an entry point to the Chinese market. In 1916 Congress guaranteed the independence of the Philippines by 1945.

The consequences of U.S. Imperialism in the Pacific were to become a major and costly facet of U.S. life in the 20th century, with massive conflicts with Japan, Korea, and Vietnam lying in the future. Whether such involvement was essential to U.S. national interests became a poignant and at times painful dialogue in the late 1960s.

World War I: Changes in Imperialism

World War I brought about the fall of several empires in Europe. This had repercussions around the world. The defeatedCentral Powers included Germany and the Turkish Ottoman Empire]. Germany lost all of its colonies in Asia. German New Guinea, a part of Papua New Guinea, became administered by Australia. German possessions and concessions in China, including Qingdao, became the subject of a controversy during the Paris Peace Conference when the Beiyang government in China agreed to cede these interests to Japan, to the anger of many Chinese people. Although the Chinese diplomats refused to sign the agreement, these interests were ceded to Japan with the support of the United States and the United Kingdom.

Turkey gave up her Arab provinces; Syria, Palestine, and Mesopotamia (now Iraq) came under French and British control as League of Nations Mandates. The discovery of petroleum first in Iran and then in the Arab lands in the interbellum provided a new focus for activity on the part of the United Kingdom, France, and the United States.

Japan

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In 1641, all Westerners were thrown out of Japan. For the next two centuries, Japan was free from Western influence, except for at the port of Nagasaki, which Japan allowed Dutch merchant vessels to enter on a limited basis.

Japan's freedom from Western penetration ended on July 8, 1853, when Commodore Perry of the U.S. Navy sailed a squadron of black-hulled war ships into Edo (modern Tokyo) harbor. The Japanese told Perry to sail to Nagasaki but he refused. Perry sought to present a letter from U.S. President Millard Fillmore to the emperor which demanded concessions from Japan. Japanese authories responded by stating that they could not present the letter directly to the emperor, but scheduled a meeting on July 14 with a representative of the emperor. On July 14, the squadron sailed towards the shore, giving a demonstration of their cannon's firepower thirteen times. Perry landed with a large detachment of Marines and presented the emperor's representative with Fillmore's letter. Perry said he would return, and did so, this time with even more war ships. The U.S. show of force led to Japan's concession to the Convention of Kanagawa on March 31, 1854. These events made Japanese authorities aware of the fact that the country had fallen behind the Western powers technologically and needed to industrialize in order to keep their autonomy. This realization ultimately led to the Meiji Restoration.

The Meiji Restoration of 1868 led to administrative modernization and subsequent rapid economic development. Japan had little natural resources of her own and needed both overseas markets and sources of raw materials, fuelling a drive for imperial conquest which began with the defeat of China in 1895.

Taiwan, ceded by the Qing Empire, became the first Japanese colony. In 1899 Japan won agreement from the great powers' to abandon extra-territoriality, and an alliance with the United KIngdom established it in 1902 as an international power. Its spectacular defeat of Russia in 1905 gave it the southern portion of the island of Sakhalin, the former Russian lease of the Liaodong Peninsula with Port Arthur (Lüshunkou), and extensive rights in Manchuria (see the Russo-Japanese War).

Japan's encroachment on Korea began with the 1876 Treaty of Kanghwa with the Joseon Dynasty of Korea, increased with the 1895 assassination of Empress Myeongseong and the 1905 Eulsa Treaty, and was completed with the illicit 1910 Japan-Korea Annexation Treaty. In 1910, Korea was formally annexed to the Japanese empire. The Japanese colonization of Korea was particularly brutal even by 20th Century standards. This brutal colonization included the use of Korean "comfort women" who were forced to serve in Japanese Army brothels. For additional information see Korea under Japanese rule.

Japan was now one of the most powerful forces in the Far East, and in 1914 it entered World War I on the side of the United Kingdom, seizing German-occupied Kiaochow and subsequently demanding Chinese acceptance of Japanese political influence and territorial acquisitions (Twenty-One Demands, 1915). Mass protests in Peking in 1919 coupled with Allied (and particularly U.S.) opinion led to Japan's abandonment of most of the demands and Jiaozhou's return (1922) to China.

Japan's rebuff was perceived in Tokyo as only temporary, and in 1931 Japanese army units based in Manchuria seized control of the region; full-scale war with China followed in 1937, drawing Japan toward an overambitious bid for Asian hegemony (Greater East Asia Co-Prosperity Sphere), which ultimately led to defeat and the loss of all its overseas territories after World War II (see Japanese expansionism and Japanese nationalism). As in Korea, the Japanese treatment of the Chinese people was particularly brutal as exemplified by the Nanjing Massacre.

Postwar era

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Decolonization and the rise of nationalism in Asia

In the aftermath of the Second World War, European colonies, controlling more than one billion people throughout the world, still ruled most of the Middle East, Southeast Asia, and South Asia. However, the image of European preeminence was shattered by the wartime Japanese occupations of large portions of British, French, and Dutch territories in the Pacific. The destabilization of European rule led to the rapid growth of nationalist movements in Asia—especially in Indonesia, Malaya, Burma, and French Indochina.

The war, however, only accelerated forces already in existence undermining Western imperialism in Asia. Throughout the colonial world, the processes of urbanization and capitalist investment created professional merchant classes that emerged as new Westernized elites. While imbued with Western political and economic ideas, these classes increasingly grew to resent their unequal status under European rule.

The British in South Asia and the Middle East

In India, the westward movement of Japanese forces toward Bengal had led to major concessions on the part of British authorities to Indian nationalist leaders. In 1947, the United Kingdom, devastated by war and embroiled in economic crisis at home, granted the subcontinent its independence as two nations: India and Pakistan. The following year independence was granted to Burma and Ceylon.

In the Middle East, the United Kingdom granted independence to Jordan in 1946 and two years later ended its mandate of Palestine, an action that led to the creation of the state of Israel and decades of bitter wars between this new nation and the Arab world continuing to this day. (see Arab-Israeli conflict)

The Dutch East Indies

Following the end of the war, nationalists in Indonesia demanded complete independence from the Netherlands. A brutal conflict ensued, and finally, in 1949, through United Nations mediation, the Dutch East Indies achieved independence, becoming the new nation of Indonesia. Dutch imperialism molded this new multi-ethnic state comprising roughly 3,000 islands of the Indonesian archipelago with a population at the time of over 100 million.

The end of Dutch rule opened up latent tensions between the roughly 300 distinct ethnic groups of the islands, with the major ethnic fault line being between the Javanese and the non-Javanese.

The United States in the Pacific

In the Philippines, the U.S. remained committed to its previous pledges to grant the islands their independence, but on its own terms. The Philippines remained under pressure to adopt a political and economic system derived from their old imperial masters.

This aim was greatly complicated by the rise of new political forces. During the war, the Hukbalahap (People's Army), which had strong ties to the Communist Party of the Philippines (PKP), fought against the Japanese occupation of the Philippines and won strong popularity among many sectors of the Filipino working class and peasantry. In 1946, the PKP participated in elections as part of the Democratic Alliance. But with the onset of the Cold War, its growing political strength drew a reaction from the ruling government and the United States, resulting in the repression of the PKP and its associated organizations. In 1948, the PKP began organizing an armed struggle against the government and continued U.S. military presence. In 1950, the PKP created the People's Liberation Army (Hukbong Mapagpalaya ng Bayan), which mobilized thousands of troops throughout the islands. The insurgency lasted until 1956, when the PKP gave up armed struggle.

In 1968, the PKP underwent a split, and in 1969 the Maoist faction of the PKP created the New People's Army. Maoist rebels re-launched an armed struggle against the government and the U.S. military presence in the Philippines, which continues to this day.

France in Indochina

Postwar resistance to French rule

France remained determined to retain its control of Indochina. However, in Hanoi, in 1945, a broad front of nationalists and socialists led by Ho Chi Minh established an independent Republic of Vietnam, commonly referred to as the Vietminh regime by Western outsiders. France, seeking to regain control of Vietnam, countered with a vague offer of self-government under French rule. France's offers were unacceptable to Vietnamese nationalists; and in December 1946 war broke out between France and the Vietminh. Meanwhile, the French managed to set up a puppet regime in Saigon in 1950. The U.S. then recognized the regime in Saigon, and provided the French military effort massive military aid.

The French were also forced to deal with resistance in Cambodia. In 1945, Cambodia declared gained its independence as the Kingdom of Kampuchea, with Sihanouk installed as monarch and Son Ngoc Thanh acting as prime minister. The French wanted to reassert control, but were unable to act at the time. The United Kingdom supported France's efforts to reassert its control of Cambodia, but were unable to act. On October 8, 1945, the British arrived in Phnom Penh with a detachment of Nepali Gurkhas. Thanh was arrested; and the government was overthrown, with the French put back in charge.

Later, anticolonial militants retreated into the countryside and formed armed groups known as the Khmer Issarak ("Khmer Independence"). They operated initially along the border with Thailand and were assisted by the Thai government. In the countryside, French forces fought the Khmer Issarak. However, the French were not able to fully regain their control of Cambodia. On April 17, 1950 the first national conference of the Khmer resistance was held and the United Issarak Front was created, with Son Ngoc Minh at the head. Sihanouk demanded sovereignty from the French and on November 9, 1953, Cambodia was granted independence.

Meanwile, in Vietnam, the French's war against the Vietminh regime, begun in 1946, continued for nearly eight years. The French were gradually worn down by guerrilla and jungle fighting. The turning point for France occurred at Dien Bien Phu in 1954, which resulted in the surrender of ten thousand French troops. Paris was forced to accept a political settlement that year at the Geneva Conference, which led to a precarious set of agreements regarding the future political status of Laos, Cambodia, and Vietnam.

Postcolonialism and the Vietnam War

As France withdrew from Indochina, the U.S. moved into France's old role in supporting the pro-Western Saigon regime, leading to the Vietnam war.

Postcolonialism and war in Cambodia

The U.S. also became involved in Cambodia's domestic politics. The U.S. became increasingly unhappy with Sihanouk because of his non-aligned stance in the Cold War and the war between the Saigon and Hanoi regimes in Vietnam.

U.S. armed forces then entered Cambodia from the Vietnam-Cambodia border. However, massive protest by students and workers in the U.S. forced the US to withdraw its land forces from Cambodia. Sihanouk declared Lon Nol's government illegitimate and formed a government-in-exile in Beijing known as the Royal Government of the National Union of Kampuchea (GRUNK) and a political coalition in Cambodia known as the National United Front of Kampuchea (FUNK), which in turn was aligned with the Cambodian People's National Liberation Armed Forces (CPNLAF). The U.S. Air Force attacked the base of the CPNLAF, the Cambodian countryside, dropping hundreds of thousands of tons of bombs, killing many people. By 1975, the CPNLAF had defeated Lon Nol's army and on April 17, 1975 the CPNLAF entered Phnom Penh and ousted Lon Nol's regime. However, the loose coalition behind CPNLAF proved unable to establish itself as a stable postcolonial regime; the ensuring Cambodian Civil War resulted in decades of political turmoil and the emergence of the Khmer Rouge, making Cambodia the stage to one of the bloodiest conflicts in the 20th century.

List of European colonial acquisitions in Asia

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See also

References and further reading